Regions Bank Senior Auditor - BSA/AML/OFAC in Birmingham, Alabama

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

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Job Description:

At Regions, the Senior Auditor will perform internal audit activities in accordance with the Standards for the Professional Practice of Internal Auditing. This position will specifically evaluate BSA/AML/OFAC components and compliance across all lines of business.

Primary Responsibilities

•Develop initial audit program to meet the audit engagement objectives with some supervision

•Plan the nature, timing, and extent of engagement procedures

•Develop project timeline to ensure alignment with internal audit annual plan

•Review work performed by audit team to ensure documentation is in accordance with the internal audit methodology

•Ensure all audit conclusions are fully supported in the workpapers

•Developing ability to coach internal audit staff throughout the audit engagement to ensure the audit objectives are met

•Draft audit issues using established criteria in the internal audit methodology

•Ensure that all audit issues are developed accurately and objectively and reflect the audit work performed

•Discuss audit findings and their impacts professionally and confidently with various levels of the organization as directed by audit management

•Follow-up on management remediation actions as directed by supervisor

Identify process improvements for the business based on understanding and analysis of process flows/operations

Skills and Competencies

•Demonstrate efficiency and effectiveness of managing their own time

•Listen actively and ask questions as required to validate understanding

•Organize ideas logically to achieve the objectives of the written communication

•Proficient at Word and Excel

Requirements

•Bachelors degree required in Accounting or Finance or related field.

•Minimum 2 years internal audit experience.

Preferences

•Professional certification or progression toward one (CPA or CIA).

This position is exempt from timekeeping requirements under the Fair Labor Standards act and is not eligible for overtime pay.

Location:

Birmingham, Alabama

EEO/AA/Minorities/Females/Disabled/Veterans

About Regions

At Regions, our culture focuses on five core values that are a commitment to how we will do business:

  • Put people first

  • Do what is right

  • Focus on your customer

  • Reach higher

  • Enjoy life

Through these values, our mission to make life better drives our desire to improve and make a positive difference in the communities where we work and live through financial investments and volunteering.

EEO/AA/Minorities/Females/Disabled/Veterans